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| State Tipoffs Involving Rhode Island Newsletter for 2019-12-29 ( 1 items ) |
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Missouri Secretary of State Ashcroft: Securities Division Orders Stop to Firm That Attempted to Scam Rhode Island Resident (10)
JEFFERSON CITY, Missouri, Dec. 24 -- Missouri Secretary of State Jay R. Ashcroft issued the following news release:
Secretary of State Jay Ashcroft's Securities Division issued a final order to cease and desist against The Stock Exchange Trading Company LLC after the company misled a Rhode Island resident and falsely offered investment services.
On Aug. 20, 2019, the division received a call through its Investor Protection Hotline from a resident of Rhode Island. The individual said the day b more PR
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